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Business

Qualification Examinations for Persons in the Securities Industry
Persons who wish to enter the securities industry to sell or trade securities must pass an initial examination in order to be eligible to register with a self-regulatory organization such as the New York or American Stock Exchanges or Nasdaq. More...
Securities Law> Additional Offerings, Disclosure & the Securities Exchange Act of 1934> Issuer Reports & Recordkeeping
(Fair Disclosure Requirements for Public Companies) More...
Exchange-Traded Funds
Exchange-traded funds are open-ended registered investment companies regulated by the Securities and Exchange Commission under the Investment Company Act of 1940. The Securities and Exchange Commission has exempted exchange-traded funds from regulatory requirements in order to allow secondary trading on national exchanges of shares in exchange-traded funds. More...
Fairness Standard and Business Judgment Rule
FAIRNESS STANDARD FOR DIRECTORS More...
Independent Director Audit Committee Requirements for New York Stock Exchange Companies
Independent directors must make up the majority of the board of directors of a company listed on the New York Stock Exchange. In addition, listed companies must have several committees made up entirely of independent directors, including the Audit Committee. More...

Areas Of Practice

  • Business Litigation
  • Commercial Bankruptcy and Technology Law
  • Creditors Rights

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